Wang, Ruiqi (SFC:ASP497) 王睿琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2009-04-22 | 2010-02-25 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-04-22 | 2010-02-25 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-15 | 2014-06-27 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-07-19 | 2019-01-04 |
| 5 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2016-07-19 | 2019-01-04 |
| 6 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2016-07-19 | 2019-01-04 |
| 7 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2019-04-23 | 2019-10-17 |
| 8 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Asset management | 2019-04-23 | 2019-10-17 |
| 9 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2019-04-23 | 2019-10-17 |
| 10 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Dealing in securities | 2019-10-17 | 2020-12-09 |
| 11 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Advising on securities | 2019-10-17 | 2021-05-20 |
| 12 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Asset management | 2019-10-17 | 2024-02-06 |
| 13 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2022-04-12 | |
| 14 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-12 | |
| 15 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | Asset management | 2023-05-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy