Wang, Sangli 王桑黎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-02-14 | 2013-06-05 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2013-07-12 | Rep | Dealing in securities | 2013-07-12 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-09-05 | 2012-09-21 | Rep | Advising on securities | 2011-09-05 | 2012-09-21 | Rep | Dealing in securities | 2011-09-05 | 2012-09-21 |
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