Wen, Zhongjie 文仲杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-25 | 2021-05-21 | Rep | Advising on securities | 2018-06-25 | 2021-05-21 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-06-25 | 2021-05-21 | Rep | Dealing in securities | 2018-06-25 | 2021-05-21 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-09-10 | 2023-11-15 | Rep | Advising on securities | 2021-09-10 | 2023-11-15 | Rep | Dealing in securities | 2021-09-10 | 2023-11-15 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-11-08 | 2018-04-30 | Rep | Advising on securities | 2010-11-08 | 2018-04-30 | Rep | Dealing in securities | 2010-11-08 | 2018-04-30 |
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