Williams, Mark Fraser
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-25 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-06-25 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2003-06-25 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-06-25 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-08-06 | 2013-12-12 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-06 | 2013-12-12 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-06 | 2013-12-12 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2013-12-12 | 2016-03-05 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2013-12-12 | 2016-03-05 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2013-12-12 | 2016-03-05 |
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