Wong, Mabel (SFC:APJ995) 黃美寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Dealing in securities | 2014-04-07 | 2014-09-05 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2007-08-14 | 2008-09-29 |
3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-09-30 | 2010-02-19 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2013-04-02 | Rep | Dealing in futures contracts | 2009-09-30 | 2013-04-02 |
5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2013-04-02 |
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