Wong, Mabel (SFC:APJ995) 黃美寶

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA LIMITED Rep Dealing in securities 2014-04-07 2014-09-05
2 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2007-08-14 2008-09-29
3 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-09-30 2010-02-19
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-10 2013-04-02
Rep Dealing in futures contracts 2009-09-30 2013-04-02
5 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-03 2013-04-02

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