Wong, Marco Chi Duen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on corporate finance | 2003-08-09 | |
2 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on securities | 2003-08-09 | |
3 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Asset management | 2003-08-09 | |
4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-09 | |
5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-09-29 | |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-09-29 | |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2011-09-15 |
8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2011-09-15 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-21 | 2011-09-15 |
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