Wong, Ming Shing 黃明勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-09-02 | 2015-11-30 | Rep | Dealing in futures contracts | 2014-09-02 | 2016-04-29 | Rep | Dealing in securities | 2014-09-02 | 2016-04-29 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2021-11-02 | Rep | Dealing in futures contracts | 2021-11-02 | Rep | Dealing in securities | 2021-11-02 |
| 3 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-18 | Rep | Advising on securities | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in securities | 2005-07-19 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2017-09-27 | 2019-09-30 | Rep | Dealing in securities | 2017-09-27 | 2019-09-30 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-08-04 | 2008-09-29 | Rep | Dealing in futures contracts | 2006-08-11 | 2008-09-29 |
| 6 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-08-11 | 2008-09-29 |
| 7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-11-12 | 2008-09-29 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-11-17 | Rep | Dealing in securities | 2008-10-10 | 2011-11-17 |
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