Wong, Ming Shing 黃明勝

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CLSA LIMITED Rep Advising on corporate finance 2004-03-18
2 CLSA LIMITED Rep Advising on securities 2004-03-18
CMB International Securities Limited Rep 2017-09-27 2019-09-30
China Securities (International) Brokerage Company Limited Rep 2021-11-02
3 CLSA LIMITED Rep Asset management 2004-03-18
4 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Automated trading services 2014-09-02 2015-11-30
5 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2006-08-11 2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED Rep 2006-08-11 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2011-11-17
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2014-09-02 2016-04-29
China Securities (International) Brokerage Company Limited Rep 2021-11-02
6 CLSA LIMITED Rep Dealing in securities 2005-07-19
LEHMAN BROTHERS ASIA LIMITED Rep 2005-08-04 2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep 2007-11-12 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2011-11-17
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2014-09-02 2016-04-29
CMB International Securities Limited Rep 2017-09-27 2019-09-30
China Securities (International) Brokerage Company Limited Rep 2021-11-02

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top