Yim, Simon Siu Wing 閻小穎

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2005-08-02 2016-03-01
Rep Advising on securities 2005-08-02 2016-03-01
Rep Dealing in securities 2005-08-02 2016-03-01
2 WINSOME CAPITAL LIMITED RO Advising on securities 2016-10-31
RO Dealing in securities 2016-10-31
RO Advising on corporate finance 2017-07-06

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