Yuan, Chi 袁馳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-07-21 | 2010-10-11 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-06-15 | 2016-10-05 | Rep | Dealing in securities | 2015-06-15 | 2016-10-05 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-09-09 | 2023-06-02 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-17 | 2023-06-02 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-12 | 2015-03-14 | Rep | Dealing in securities | 2010-10-12 | 2015-03-14 |
| 6 | Protoss Capital Limited | Rep | Advising on securities | 2023-10-26 | 2023-11-27 | Rep | Asset management | 2023-10-26 | 2023-11-27 | RO | Advising on securities | 2023-11-27 | RO | Asset management | 2023-11-27 |
| 7 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2020-01-17 | 2020-08-14 | Rep | Asset management | 2020-01-17 | 2020-08-14 | Rep | Dealing in securities | 2020-01-17 | 2020-08-14 |
| 8 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2020-01-17 | 2020-08-14 | Rep | Asset management | 2020-01-17 | 2020-08-14 | Rep | Dealing in securities | 2020-01-17 | 2020-08-14 |
| 9 | Value Partners Private Equity Limited | Rep | Advising on securities | 2020-01-17 | 2020-08-14 | Rep | Asset management | 2020-01-17 | 2020-08-14 |
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