Zhao, Long (SFC:AXY574) 趙龍

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2011-09-05 2014-01-09
Citigroup Global Markets Asia Limited Rep 2014-02-13 2018-01-19
CITIC Securities (Hong Kong) Limited Rep 2018-04-17 2021-10-27
CITIC Securities (Hong Kong) Limited RO 2021-10-27
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2011-09-05 2014-01-09
CITIC Securities (Hong Kong) Limited Rep 2018-05-23 2021-10-27
CLSA LIMITED Rep 2018-05-23 2021-07-20
CITIC Securities (Hong Kong) Limited RO 2021-10-27
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2011-09-05 2014-01-09
Citigroup Global Markets Asia Limited Rep 2014-02-13 2018-01-19
CLSA LIMITED Rep 2018-04-17 2021-10-27
CLSA LIMITED RO 2021-10-27

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