Zhao, Long (SFC:AXY574) 趙龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-09-05 | 2014-01-09 | Rep | Advising on securities | 2011-09-05 | 2014-01-09 | Rep | Dealing in securities | 2011-09-05 | 2014-01-09 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2018-04-17 | 2021-10-27 | Rep | Advising on securities | 2018-05-23 | 2021-07-20 | RO | Dealing in securities | 2021-10-27 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2014-02-13 | 2018-01-19 | Rep | Dealing in securities | 2014-02-13 | 2018-01-19 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-04-17 | 2021-10-27 | Rep | Advising on securities | 2018-05-23 | 2021-10-27 | RO | Advising on corporate finance | 2021-10-27 | RO | Advising on securities | 2021-10-27 |
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