Lim, Robert Warren 林華銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Nebula Asset Management Limited | Rep | Advising on securities | 2022-01-28 | 2022-03-18 | Rep | Asset management | 2022-01-28 | 2022-03-18 | RO | Advising on securities | 2022-03-18 | 2024-03-25 | RO | Asset management | 2022-03-18 | 2024-03-25 |
2 | North Asia Strategic Advisors | Rep | Advising on corporate finance | 2008-09-10 | 2010-09-07 | RO | Advising on corporate finance | 2010-09-07 | 2011-12-31 |
3 | PRIORITY ASSET MANAGEMENT GROUP LIMITED | Rep | Asset management | 2017-05-18 | 2017-06-02 | RO | Asset management | 2017-06-02 | 2021-02-28 | Rep | Asset management | 2021-06-04 | 2021-07-07 | RO | Asset management | 2021-07-07 | 2021-11-03 |
4 | TRANSASIA PRIVATE CAPITAL LIMITED | RO | Asset management | 2013-03-19 | 2017-04-30 | RO | Advising on securities | 2013-08-09 | 2017-04-30 |
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