Kerins, William Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lombard Investments (HK) Limited | RO | Advising on securities | 2004-03-15 | 2005-12-01 | RO | Asset management | 2004-03-15 | 2005-12-01 |
| 2 | Oaktree Capital (Hong Kong) Limited | RO | Advising on securities | 2006-07-12 | 2012-09-28 | RO | Asset management | 2006-07-12 | 2012-09-28 | RO | Dealing in securities | 2007-01-19 | 2012-09-28 | Rep | Advising on securities | 2012-09-28 | 2016-06-17 | Rep | Asset management | 2012-09-28 | 2016-06-17 | Rep | Dealing in securities | 2012-09-28 | 2016-06-17 |
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