Doherty, Manning Lea
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Advising on securities | 2006-07-15 | Rep | Dealing in securities | 2006-07-15 |
| 2 | Mount Kellett Capital (Hong Kong) Limited | Rep | Asset management | 2011-12-05 | 2015-06-30 |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2006-08-07 | 2011-10-28 | Rep | Asset management | 2006-08-30 | 2011-10-28 | Rep | Dealing in securities | 2007-11-16 | 2011-10-28 |
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