Joseph, Michael Eric
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2012-02-28 | 2015-04-21 | Ion Pacific Limited | RO | 2015-12-17 | 2022-06-07 |
| 2 | Ion Pacific Limited | RO | Advising on securities | 2015-12-17 | |
| 3 | Balyasny Asset Management (Hong Kong) Limited | Rep | Asset management | 2008-07-04 | 2009-05-21 | Balyasny Asset Management (Hong Kong) Limited | RO | 2009-05-21 | 2010-07-12 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | 2010-08-02 | 2012-01-13 | Yunfeng Financial Markets Limited | Rep | 2012-02-28 | 2012-05-28 | Yunfeng Financial Markets Limited | RO | 2012-05-28 | 2015-04-21 | Ion Pacific Limited | RO | 2015-12-17 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2012-02-28 | 2015-04-21 | Ion Pacific Limited | RO | 2015-12-17 |
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