Li, Ho Kei 李浩基

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Aspex Management (HK) Limited RO Asset management 2018-10-08
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2004-08-02 2011-02-03
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-11-06 2011-02-03
4 Sculptor Capital Management Hong Kong Limited (b2001-12-28) Rep Asset management 2011-03-08 2016-03-18
Rep Dealing in securities 2015-11-09 2017-01-17
RO Asset management 2016-03-18 2018-04-13
RO Dealing in securities 2017-01-17 2018-04-13

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