Wills, David Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Auroville Investment Management (HK) Limited | Rep | Asset management | 2017-05-04 | 2017-06-15 |
| 2 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2006-03-22 | 2007-02-26 | Rep | Advising on securities | 2006-03-22 | 2007-02-26 | Rep | Asset management | 2006-03-22 | 2007-02-26 |
| 3 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2007-04-20 | 2014-09-12 | RO | Asset management | 2014-09-12 | 2016-09-14 | Rep | Dealing in securities | 2015-11-10 | 2016-09-14 |
| 4 | Venture Smart Asia Limited | Rep | Asset management | 2017-12-18 | 2018-03-02 | Rep | Dealing in securities | 2017-12-18 | 2018-03-02 |
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