Zlot, Andrew Edward

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2007-08-06 2008-01-04
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2007-08-06 2008-01-04
3 Sculptor Capital Management Hong Kong Limited (b2001-12-28) Rep Asset management 2010-01-13 2012-04-12
4 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2004-05-20 2006-08-11
Rep Advising on securities 2006-08-14 2007-03-12

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