Zlot, Andrew Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-06 | 2008-01-04 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-06 | 2008-01-04 |
3 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2010-01-13 | 2012-04-12 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-05-20 | 2006-08-11 | Rep | Advising on securities | 2006-08-14 | 2007-03-12 |
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