Chan, Howard Ho Wai (SFC:ATJ294) 陳浩維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlantic Asset Management Limited | RO | Advising on securities | 2023-08-22 | Rep | Asset management | 2024-02-06 |
| 2 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | 2018-02-02 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-06 | 2018-02-02 |
| 4 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-02-11 | 2017-11-03 | Rep | Dealing in securities | 2016-02-11 | 2017-11-03 |
| 5 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2020-05-15 | 2022-09-20 | Rep | Dealing in securities | 2020-05-15 | 2024-03-01 | RO | Advising on securities | 2024-03-01 | RO | Dealing in securities | 2024-03-01 |
| 6 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2012-02-02 | 2013-06-24 |
| 7 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-27 | 2012-01-07 |
| 8 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2010-01-27 | 2012-01-07 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2020-03-10 | 2020-05-05 |
| 10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-03-10 | 2020-05-05 |
| 11 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-02-26 | 2020-01-17 |
| 12 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-02-26 | 2020-01-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy