Lai, Siemen Kam Nam 賴錦南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-18 | 2009-05-31 |
| 2 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-06-24 | 2008-03-28 | Rep | Dealing in futures contracts | 2009-08-10 | 2021-01-25 |
| 3 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Advising on corporate finance | 2004-09-17 | Rep | Advising on securities | 2004-09-17 | Rep | Asset management | 2004-09-17 | Rep | Dealing in securities | 2008-03-17 | Rep | Dealing in securities | 2009-06-01 | 2021-01-25 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-01-26 | |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-01-26 |
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