Leung, Lok Fai 梁樂暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-07-03 | 2010-05-20 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-06-21 | 2012-10-20 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2012-10-20 |
| 4 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-11 | 2015-04-08 |
| 5 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-11 | 2015-04-08 |
| 6 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-04 | 2016-06-30 | Rep | Dealing in futures contracts | 2015-10-09 | 2016-06-30 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-01-27 | Rep | Advising on securities | 2023-03-16 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-01-27 | |
| 9 | Neo-Criterion Capital Limited | Rep | Asset management | 2021-10-05 | 2021-12-31 |
| 10 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-06-29 | 2012-06-16 |
| 11 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2010-06-29 | 2012-06-16 |
| 12 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-11-08 | 2015-01-30 |
| 13 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-11-08 | 2015-01-30 |
| 14 | TBP Investment Advisory (HK) Limited | Rep | Asset management | 2016-08-15 | 2021-09-23 |
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