Chau, Man Ting (SFC:AAD481) 周文定
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-08-23 | 2010-02-28 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-08-23 | 2010-02-28 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-08-27 | 2021-02-25 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-08-27 | 2021-02-25 |
| 5 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-29 | Rep | Advising on securities | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in securities | 2004-07-01 |
| 6 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-09-01 | 2012-08-20 | Rep | Dealing in securities | 2010-09-01 | 2012-08-20 |
| 7 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in futures contracts | 2004-07-01 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-05 | 2006-08-04 | Rep | Dealing in securities | 2004-07-05 | 2006-08-04 |
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