Ko, Chi Kwan 高志鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Dealing in securities | 2006-06-19 | 2008-01-02 |
| 2 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-10 | 2017-03-31 | Rep | Dealing in futures contracts | 2008-02-18 | 2017-03-31 |
| 3 | Original Group Securities Limited | Rep | Dealing in securities | 2017-04-10 | 2019-03-01 |
| 4 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2019-04-12 | 2022-06-30 |
| 5 | STOCKWELL SECURITIES LIMITED | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-05-13 | Rep | Advising on securities | 2004-05-13 | Rep | Asset management | 2004-05-13 | Rep | Dealing in securities | 2006-04-13 | Rep | Dealing in securities | 2019-03-26 | 2022-06-30 | Rep | Dealing in futures contracts | 2022-07-01 | 2022-09-13 | Rep | Dealing in securities | 2022-07-01 | 2022-09-13 |
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