Koo, Siu Tong 顧兆棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-18 | 2013-01-31 | Rep | Dealing in futures contracts | 2008-09-05 | 2013-01-31 |
| 2 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-10 | 2015-06-01 |
| 3 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-10 | 2015-06-01 |
| 4 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-22 | 2022-09-21 |
| 5 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2023-03-13 |
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