Li, Zhe (SFC:AXS556) 李喆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2018-03-27 | 2018-06-27 | RO | Asset management | 2018-06-27 | 2019-04-16 |
| 2 | Lucion International Asset Management Limited | Rep | Advising on securities | 2023-02-16 | 2023-03-27 | Rep | Asset management | 2023-02-16 | 2023-03-27 | RO | Advising on securities | 2023-03-27 | RO | Asset management | 2023-03-27 |
| 3 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2011-09-05 | 2016-08-12 | RO | Asset management | 2016-08-12 | 2018-01-12 | Rep | Advising on securities | 2017-07-27 | 2018-01-12 |
| 4 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-05-16 | 2019-11-18 | Rep | Advising on securities | 2019-05-24 | 2021-11-17 | RO | Asset management | 2019-11-18 | 2022-10-02 | RO | Advising on securities | 2021-11-17 | 2022-10-02 |
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