Liu, Shuang (SFC:AHO649) 劉爽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOB International Asset Management Company Limited | RO | Advising on securities | 2015-07-14 | RO | Asset management | 2015-07-14 | RO | Dealing in securities | 2016-09-14 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-11-30 | 2008-04-15 | Rep | Asset management | 2007-11-30 | 2008-04-15 |
| 3 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2008-04-22 | 2008-07-23 | Rep | Asset management | 2008-04-22 | 2008-07-23 |
| 4 | Fortune Asset Management Limited (HK) | RO | Asset management | 2012-02-06 | 2015-07-01 | RO | Advising on securities | 2012-05-31 | 2015-07-01 |
| 5 | Metaverse Securities Limited (HK) | Rep | Advising on futures contracts | 2007-02-09 | 2007-11-11 |
| 6 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2009-05-11 | 2011-10-11 |
| 7 | ORIENTAL PATRON ASIA LIMITED | Rep | Dealing in securities | 2003-07-19 | 2006-11-17 |
| 8 | PACAT Capital Management Limited | Rep | Asset management | 2011-10-19 | 2012-01-31 |
| 9 | SanJohn Capital Limited | Rep | Asset management | 2008-08-27 | 2009-05-10 |
| 10 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-12-01 | 2007-11-11 | Rep | Advising on securities | 2007-02-09 | 2007-11-11 | Rep | Asset management | 2007-05-10 | 2007-11-11 |
| 11 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-10 | Rep | Advising on securities | 2003-05-10 | Rep | Asset management | 2003-05-10 |
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