Liao, Ya Tzu 廖雅姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Advising on securities | 2004-12-10 | 2008-12-09 | Rep | Dealing in securities | 2004-12-10 | 2008-12-09 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2010-10-15 | 2011-10-21 |
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