Wong, Pak Chun 王柏俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2008-06-11 | 2010-04-25 | Rep | Advising on securities | 2012-09-12 | 2014-05-02 | RO | Advising on securities | 2014-05-02 |
2 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2011-02-23 | 2012-08-23 |
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