Tam, Ka Yu 譚家裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2020-11-06 | 2022-06-14 | RO | Advising on corporate finance | 2022-06-14 | 2023-12-22 | Rep | Dealing in securities | 2022-08-26 | 2023-12-22 |
| 2 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2014-09-10 | 2020-10-19 | Rep | Dealing in securities | 2014-09-10 | 2020-10-19 |
| 3 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2014-03-27 | 2014-07-31 | Rep | Dealing in securities | 2014-03-27 | 2014-07-31 |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2007-08-06 | 2014-02-13 | Rep | Advising on securities | 2007-11-20 | 2010-03-31 | Rep | Dealing in securities | 2007-11-20 | 2014-02-13 |
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