Rose, Katherine Juri
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2006-08-24 | 2008-06-06 | Rep | Advising on securities | 2006-08-24 | 2008-06-06 | Rep | Dealing in futures contracts | 2006-08-24 | 2008-06-06 | Rep | Dealing in securities | 2006-08-24 | 2008-06-06 |
| 2 | MCM Asia Limited | Rep | Dealing in securities | 2021-09-14 | |
| 3 | MCM INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2020-03-18 | |
| 4 | OCP Asia (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-06-18 | 2017-05-01 | Rep | Advising on securities | 2008-06-18 | 2017-05-01 | Rep | Asset management | 2008-08-28 | 2017-05-01 |
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