Simmons, Daniel Ross
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2005-05-31 | Rep | Advising on securities | 2005-05-31 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-07-11 | 2007-02-01 | Rep | Advising on securities | 2005-07-11 | 2007-02-01 | Rep | Dealing in securities | 2005-07-21 | 2007-02-01 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-07-11 | 2007-02-01 | Rep | Advising on securities | 2005-07-11 | 2007-02-01 | Rep | Dealing in securities | 2005-07-21 | 2007-02-01 |
| 4 | OCP Asia (Hong Kong) Limited | Rep | Advising on securities | 2007-04-11 | 2012-08-08 | Rep | Advising on futures contracts | 2007-04-27 | 2012-08-08 | Rep | Asset management | 2007-04-27 | 2012-08-08 | RO | Asset management | 2012-08-08 | RO | Advising on futures contracts | 2012-08-08 | 2022-06-09 | RO | Advising on securities | 2012-08-08 | 2022-06-09 |
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