Pang, Wai Yuen (SFC:AWN316) 彭瑋源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-03-03 | 2016-09-22 | Rep | Dealing in securities | 2015-03-24 | 2016-09-22 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-10-18 | 2022-12-12 | RO | Advising on corporate finance | 2022-12-12 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-10-18 | |
| 4 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2010-12-23 | 2015-02-19 |
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