Leung, Lap Kok 梁立壑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2008-01-28 | 2010-05-26 |
| 2 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2008-01-28 | 2010-05-26 |
| 3 | Essence International Financial Holdings Limited | Rep | Advising on securities | 2010-10-11 | 2011-03-14 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-11-16 | 2011-03-14 |
| 5 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2011-03-16 | 2011-10-15 |
| 6 | Asset Management One Hong Kong Limited | Rep | Advising on securities | 2011-10-24 | 2015-04-13 |
| 7 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2008-01-28 | 2010-05-26 |
| 8 | Asset Management One Hong Kong Limited | Rep | Asset management | 2011-10-24 | 2015-04-13 |
| 9 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-01-28 | 2010-05-26 |
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