Yeung, Shun Hei 楊舜熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-17 | 2014-04-17 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-08-16 | 2009-05-08 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-01 | 2013-09-01 | Rep | Advising on securities | 2010-03-04 | 2013-09-01 | Rep | Advising on securities | 2014-05-09 | 2018-01-31 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-09-23 | 2007-08-11 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-23 | 2007-08-11 | Rep | Advising on securities | 2005-12-21 | 2007-08-11 |
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