Chak, Man Kin 翟文健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2014-07-09 | 2014-09-25 | Rep | Dealing in securities | 2014-07-09 | 2014-09-25 |
| 2 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2014-06-03 |
| 3 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-30 | 2014-06-03 |
| 4 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-10-06 | 2018-06-20 | RO | Dealing in futures contracts | 2018-06-20 |
| 5 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-10-06 |
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