Lam, Chun Yuk 林俊旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-30 | 2014-03-01 |
| 2 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-12 | 2014-03-01 |
| 3 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2014-06-17 | 2014-09-30 |
| 4 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in securities | 2014-06-17 | 2014-09-30 |
| 5 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-10-15 | 2016-06-07 |
| 6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-15 | 2016-06-07 |
| 7 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-06-16 | 2016-09-30 |
| 8 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Dealing in securities | 2016-09-30 | 2018-08-31 |
| 9 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2017-04-18 | 2018-08-31 |
| 10 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2019-02-27 | 2019-04-23 |
| 11 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2019-04-23 | 2019-05-31 |
| 12 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in securities | 2019-04-23 | 2019-05-31 |
| 13 | Regan International Securities Limited | Rep | Dealing in securities | 2019-06-04 | 2019-07-23 |
| 14 | Regan International Securities Limited | RO | Dealing in securities | 2019-07-23 | 2021-01-04 |
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