Fung, Choi Wan 馮彩雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CVP Securities Limited | Rep | Dealing in securities | 2005-09-20 | 2006-08-01 | RO | Dealing in securities | 2015-09-14 | 2017-07-18 |
2 | EXCEL PRECISE SECURITIES LIMITED | RO | Dealing in securities | 2018-11-01 | 2024-02-02 |
3 | Huarong International Securities Limited | RO | Advising on corporate finance | 2004-10-20 | RO | Asset management | 2004-10-20 | RO | Automated trading services | 2004-10-20 | RO | Advising on securities | 2005-09-20 | RO | Dealing in securities | 2005-09-20 |
4 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-15 | 2008-08-30 |
5 | ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2008-09-05 | 2015-06-01 |
6 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-16 | 2017-10-13 | RO | Dealing in securities | 2017-10-13 | 2018-10-31 |
7 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2006-09-01 | 2007-02-09 |
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