Ban, Lena Sui Lyn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2009-11-19 | 2010-01-19 | Rep | Dealing in securities | 2009-11-19 | 2010-01-19 |
| 2 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2010-08-05 | 2011-10-25 |
| 3 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2011-11-05 | 2018-08-06 |
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