Chan, Tung Yuen 陳東遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-26 | 2014-07-18 | Rep | Dealing in securities | 2014-05-26 | 2014-07-18 | RO | Advising on corporate finance | 2014-07-18 | 2017-12-25 | RO | Dealing in securities | 2014-07-18 | 2017-12-25 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2007-09-25 | 2007-11-06 | RO | Advising on corporate finance | 2007-11-06 | 2011-06-13 |
| 3 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2004-11-23 | 2007-08-15 |
| 4 | Mason Global Capital Limited | RO | Advising on corporate finance | 2018-05-15 | 2020-04-20 |
| 5 | Mason Securities Limited | Rep | Advising on corporate finance | 2018-01-22 | 2018-06-15 | Rep | Dealing in securities | 2018-02-26 | 2018-07-17 | RO | Dealing in securities | 2018-07-17 | 2020-04-20 |
| 6 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-06-28 | 2004-09-21 | RO | Advising on corporate finance | 2004-09-21 | 2004-11-16 |
| 7 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2020-05-19 | 2020-08-04 | Rep | Dealing in securities | 2020-05-19 | 2020-08-04 | RO | Advising on corporate finance | 2020-08-04 | RO | Dealing in securities | 2020-08-04 |
| 8 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2011-07-13 | 2011-10-19 | RO | Advising on corporate finance | 2011-10-19 | 2014-05-09 | RO | Dealing in securities | 2012-02-21 | 2014-05-09 |
| 9 | SG Asset Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2003-05-12 |
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