Cheng, Conrad Siu Kong 鄭小剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-01-08 | 2015-02-10 | Rep | Dealing in securities | 2015-01-08 | 2015-02-10 | RO | Advising on corporate finance | 2015-02-10 | RO | Dealing in securities | 2015-02-10 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-08-21 | |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2007-09-07 | 2011-06-09 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2007-04-30 |
| 5 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2007-05-11 | 2007-08-21 | Rep | Dealing in securities | 2007-06-07 | 2007-08-21 |
| 6 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2011-06-29 | 2011-11-25 | RO | Advising on corporate finance | 2011-11-25 | 2014-12-24 | Rep | Dealing in securities | 2012-10-25 | 2014-06-30 | RO | Dealing in securities | 2014-06-30 | 2014-12-24 |
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