Yau, Henry Clement Hok Wai 邱學煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | RO | Advising on corporate finance | 2003-04-17 | 2004-09-23 |
2 | CMBC International Capital Limited | RO | Advising on corporate finance | 2017-03-17 | 2017-10-20 | RO | Dealing in securities | 2017-03-17 | 2017-10-20 |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-12-13 | 2004-12-21 | Rep | Dealing in securities | 2004-12-15 | 2009-01-10 | RO | Advising on corporate finance | 2004-12-21 | 2009-01-10 |
4 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2012-05-15 | 2013-03-15 | RO | Advising on securities | 2012-05-15 | 2013-03-15 | RO | Dealing in securities | 2012-05-15 | 2013-03-15 |
5 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2013-10-25 | 2014-02-28 | RO | Advising on securities | 2013-10-25 | 2014-02-28 | RO | Dealing in securities | 2013-10-25 | 2014-02-28 |
6 | GREATER CHINA STRATEGIC CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-12 | 2014-06-27 | Rep | Advising on securities | 2014-05-12 | 2014-06-27 | RO | Advising on corporate finance | 2014-06-27 | 2015-04-01 | RO | Advising on securities | 2014-06-27 | 2015-04-01 |
7 | IVORY CAPITAL PRIVATE LIMITED | Rep | Advising on corporate finance | 2009-08-03 | 2009-09-08 | Rep | Advising on securities | 2009-09-08 | 2010-02-28 | RO | Advising on corporate finance | 2009-09-08 | 2010-02-28 |
8 | Quam Capital Limited (b1994-08-04) | RO | Advising on corporate finance | 2016-01-26 | 2016-05-13 | Rep | Advising on corporate finance | 2022-03-30 | 2022-06-28 | Rep | Dealing in securities | 2022-03-30 | 2022-06-28 | RO | Advising on corporate finance | 2022-06-28 | RO | Dealing in securities | 2022-06-28 |
9 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2011-07-06 | 2012-01-20 | Rep | Dealing in securities | 2011-07-06 | 2012-01-20 |
10 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2011-07-06 | 2012-01-20 |
11 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-04-20 | 2018-07-03 | Rep | Dealing in securities | 2018-04-20 | 2018-07-03 | RO | Advising on corporate finance | 2018-07-03 | 2022-01-25 | RO | Dealing in securities | 2018-07-03 | 2022-01-25 |
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