Tsang, Simon Siu Hung 曾少雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-11-30 | Rep | Advising on securities | 2004-11-30 | Rep | Asset management | 2004-11-30 | Rep | Dealing in securities | 2005-09-01 |
| 2 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-07 | 2011-12-01 | RO | Dealing in securities | 2011-12-01 | 2016-10-31 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-10-07 | 2011-12-01 | RO | Dealing in futures contracts | 2011-12-01 | 2016-10-31 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-09-12 | 2011-09-30 |
| 5 | RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2005-09-28 | 2011-09-30 |
| 6 | REXCAPITAL FUTURES LIMITED | RO | Advising on futures contracts | 2004-11-30 | RO | Asset management | 2004-11-30 | RO | Dealing in futures contracts | 2005-09-01 |
| 7 | PO SANG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-11-23 | 2017-01-17 | Rep | Dealing in securities | 2016-11-23 | 2017-01-17 | RO | Dealing in securities | 2017-01-17 | RO | Dealing in futures contracts | 2017-01-17 | 2022-05-31 | RO | Advising on securities | 2017-02-17 | RO | Advising on futures contracts | 2017-02-17 | 2022-05-31 | RO | Asset management | 2018-06-13 | 2019-06-19 |
| 8 | 313 Capital Management Limited | Rep | Asset management | 2014-04-01 | 2016-10-31 |
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