Au, Jonathan Wai Wing 區偉榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-16 | 2008-07-31 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-07-21 | Rep | Advising on securities | 2019-11-21 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-08 | 2009-06-11 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-05 | 2009-06-11 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-08 | 2009-06-11 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-09-21 | 2008-04-30 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-10-28 | 2014-07-11 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-10-28 | 2012-05-03 | RO | Dealing in securities | 2012-05-03 | 2014-07-11 |
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