Au, Kin Tak (SFC:ANQ975) 區建德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2015-04-02 | 2017-11-03 | Rep | Advising on securities | 2017-01-09 | 2017-11-03 | RO | Advising on securities | 2017-11-03 | RO | Dealing in securities | 2017-11-03 |
| 2 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2014-12-29 | 2015-03-27 | Rep | Asset management | 2014-12-29 | 2015-03-27 |
| 3 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2014-06-19 | 2015-03-27 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-01-21 | 2014-06-01 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-01-21 | 2014-06-01 | Rep | Advising on securities | 2009-09-14 | 2014-06-01 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-10-05 | 2009-01-13 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-05 | 2009-01-13 |
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