Lau, John Chee On 劉自安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2010-06-22 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2006-12-28 | Rep | Dealing in futures contracts | 2005-10-13 | 2010-06-22 | RO | Dealing in securities | 2006-12-28 | 2010-06-22 | Rep | Dealing in securities | 2012-03-27 | 2012-06-12 | Rep | Dealing in futures contracts | 2012-03-27 | 2023-08-31 | RO | Dealing in securities | 2012-06-12 | 2023-08-31 | Rep | Advising on securities | 2014-03-05 | 2023-08-31 |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-09-01 | 2012-02-23 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-01 | 2011-04-11 | RO | Advising on securities | 2011-04-11 | 2012-02-23 | RO | Dealing in securities | 2011-04-11 | 2012-02-23 |
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