Lim, Cheng Yong 林正雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2004-01-02 | RO | Asset management | 2004-01-02 | RO | Dealing in futures contracts | 2010-09-03 |
| 2 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-02 | Rep | Advising on securities | 2004-01-02 | Rep | Asset management | 2004-01-02 | Rep | Dealing in securities | 2010-09-17 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-04-05 | 2019-09-04 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-22 | 2019-09-04 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-09-30 | 2011-11-14 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-30 | 2011-11-14 |
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