Lui, Yat Yin 呂逸賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-10-28 | 2012-11-04 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-11-04 | 2012-11-04 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-11-21 | 2014-09-28 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-21 | 2014-09-28 |
| 5 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2014-10-09 | 2017-03-27 |
| 6 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2015-08-21 | 2017-03-27 |
| 7 | GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in futures contracts | 2017-03-27 | 2017-07-03 |
| 8 | GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2017-03-27 | 2017-07-03 |
| 9 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2018-02-28 | 2018-11-04 |
| 10 | Mason Securities Limited | Rep | Dealing in securities | 2018-02-28 | 2018-11-04 |
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