Mok, Tak Ming 莫德明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldhorse Securities Limited | RO | Advising on securities | 2017-07-06 | 2021-03-24 | RO | Dealing in securities | 2017-07-06 | 2021-03-24 |
| 2 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-12-02 | 2017-04-30 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-12-02 | 2017-04-30 | Rep | Advising on securities | 2012-01-27 | 2017-04-30 |
| 4 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2004-06-08 | Rep | Advising on securities | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in securities | 2009-12-01 |
| 5 | VC FUTURES LIMITED | Rep | Advising on futures contracts | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in futures contracts | 2009-12-01 |
| 6 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-07-06 |
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