Shum, Siu Man 岑少文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-02 | 2008-04-01 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-02 | 2008-04-01 |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2011-09-30 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-07-30 | 2011-09-30 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-11 | |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-11 |
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